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Nasdaq files 19b-4 with SEC for 21Shares’ spot Polkadot ETF

Nasdaq has submitted Form 19b-4 to the U.S. Securities and Exchange Commission (SEC) to list 21Shares’ spot Polkadot ETF, marking a significant step toward providing regulated investment exposure to Polkadot (DOT). If approved, the ETF would allow investors to gain access to DOT’s price movements without directly holding the cryptocurrency.

Nasdaq files 19b-4 with SEC for 21Shares’ spot Polkadot ETF

This filing follows 21Shares’ recent S-1 amendment submission, outlining its strategy for offering institutional-grade digital asset investment products. As the ETF sponsor, 21Shares aims to provide a secure and regulated pathway for investors seeking exposure to Polkadot’s ecosystem. The firm is also pursuing SEC approval for additional spot crypto ETFs, including those tied to Solana and XRP.


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With growing institutional interest in regulated crypto investment vehicles, the SEC’s decision on the 21Shares Polkadot ETF could set a precedent for further adoption of digital asset funds in the U.S. financial markets.

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